Brokerage Fees – superPROPHETS

Brokerage

Fees

Brokerage Transactions	$0-$5,000	$5,001 - $20,000	$20,001 +
ASX Listed Securities	$19.95	$24.95	0.120%
SMA Model Portfolios	Per trade 0.33%

Brokerage fees cover buying and selling investments in your SMA Model Portfolio and ASX Listed Securities and may include government taxes, bank charges and stamp duty (if any).

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Benefits

Benefits	Fat Prophets Managed Account (MAs)	Individually Managed Accounts (IMAs)	Pooled Investments (Managed Funds/LICs/ETFs)	Direct Shares
Access to professional managers
Beneficial ownership of underlying shares
Active portfolio management
Highly transparent investment portfolio
Institutional grade reporting platform
In-specie transfers				N/A
Tax efferent
Ability to monitor transactions
Client Self Directed Top Up/Sell down
Automatic corporate actions
Well documented past performance
Model portfolio structure
Tailored Portfolio

Model Portfolio features at a glance

Fat Prophets offers a range of Model Portfolios designed to assist you in achieving your investment objectives. The main features of the Model Portfolios are contained below. Additional information on each Model can be found in the Super Prophets SMA Model Portfolio Guide.

Name	Model Portfolio Type	Code	Benchmark	Investment Fee	% p.a
Fat Prophets Concentrated Australian Share Portfolio	Australian Shares	F1	S&P/ASX200 Accumulation Index	$0 – $250,000	1.25%
				$250,001 – $500,000	1.00%
				$500,001 – $1,000,000	0.75%
				$1,000,001 – $2,000,000	0.50%
				$2,000,001 – $5,000,000	0.35%
				$5,000,001 +	0.25%
Fat Prophets Australian Shares Income Portfolio	Australian Shares	F2	S&P/ASX200 Industrial Accumulation Index	$0 – $250,000	1.25%
				$250,001 – $500,000	1.00%
				$500,001 – $1,000,000	0.75%
				$1,000,001 – $2,000,000	0.50%
				$2,000,001 – $5,000,000	0.35%
				$5,000,001 +	0.25%
Fat Prophets Small & Mid Cap Portfolio	Australian Shares	F3	S&P/ASX Small Ordinaries Accumulation Index	$0 – $250,000	1.25%
				$250,001 – $500,000	1.00%
				$500,001 – $1,000,000	0.75%
				$1,000,001 – $2,000,000	0.50%
				$2,000,001 – $5,000,000	0.35%
				$5,000,001 +	0.25%

Disclaimer

Fat Prophets has made every effort to ensure the reliability of the views and recommendations expressed in the reports published on its websites. Fat Prophets research is based upon information known to us or which was obtained from sources which we believed to be reliable and accurate at time of publication. However, like the markets, we are not perfect.

This report is prepared for general information only, and as such, the specific needs, investment objectives or financial situation of any particular user have not been taken into consideration. Individuals should therefore discuss, with their financial planner or advisor, the merits of each recommendation for their own specific circumstances and realise that not all investments will be appropriate for all subscribers.

To the extent permitted by law, Fat Prophets and its employees, agents and authorised representatives exclude all liability for any loss or damage (including indirect, special or consequential loss or damage) arising from the use of, or reliance on, any information within the report whether or not caused by any negligent act or omission. If the law prohibits the exclusion of such liability, Fat Prophets hereby limits its liability, to the extent permitted by law, to the resupply of the said information or the cost of the said resupply.

As at the date at the top of this page, Directors and/or associates of the Fat Prophets Group of Companies currently hold positions in: ASX-listed Australian stocks: ASX-listed Australian stocks: AAC, AAD, AGO, AJA, AMP, ANZ, APA, APG, AVG, BCI, BHP, BKN, BOQ, BRL, BRU, BTR, BWP, CBA, CCL, CDD, CFE, CGL, CKF, CNQ, CVO, CWN, DLS, DNX, DUE, ELD, ENV, EVN, FID, FMG, FXJ, GJT, GMG, GNS, GOR, GPT, GXL, HUB, IAU, IFL, ILU, IMF, JHX, MFG, MGR, MML, MMS, MND, MNF, MPL, MTR, MTU, NAB, NCM, NMG, NUF, OBS, ORE, OSH, OVH, POS, PPS, PRG, PRT, PXG, QAN,QBE, RIO, RXL, RRS, S32,SDG, SFR, SGP, SIV, SLR, SPK, STO, SUN, SYD, TAM, TEN, TLS, TME, TTN, WBC, WFD, WES, WHC, WOW, WPL, WSA. International stocks 3i Group, Acacia Mining, Amec Foster Wheeler, Anglo American, Archipelago Resources, Arian Silver Corp, Aviva, Avocet Mining, Bank of China, Barratt Developments, BMW, Berkeley Energy, BG Group, BOLSAS Y MERCADOS ESPANOLES,SOCIEDAD, Bovis Homes, BP, Braemar Shipping Group, British American Tobacco, BT Group, Cairn Energy, Centamin Egypt, China Life Insurance, China Mobile, China Overseas, China Taiping, China Vanke, Country Garden, Daejan Holdings, Development Securities, Dragon, Enquest, Esure, Euronext, FedEx, Fresnillo, Ibiden, Infosys, Glaxosmithkline, Glencore International, Goldbridges Global Resources, Google (Alphabet), Grainger, Gulf Keystone Petroleum, Highland Gold Mining, HSBC,ICICI Bank, Ironveld, iShares Physical Metals, J Sainsbury, JKX Oil & Gas, John Wood Group, Kazakhmys, Legal & General, Lloyds, Low and Bonar, Market Vectors Junior Gold Miners, Market Vectors Oil Services, Market Vectors Vietnam, Marstons, Medusa Mining, Mitchells & Butlers, Mitsubishi Tokyo Financial, Mitsubishi UFJ, National Grid, Nippon Telegraph and Telephone, Panasonic, Paragon Group of Companies, Petra Diamonds, Petrofac, Petropavlovsk, PICC Property & Casualty, PPHE Hotel Group, Randgold Resources, Rank Group, Reckitt Benckiser, Royal Dutch Shell, Solgold, Sony Corporation, Standard Chartered, STV Group, Sylvania Platinum, Tata Motors, Tencent, Tertiary Minerals, Teva Pharamaceutical, Toyota Motor, Tullow Oil, Unilever, Vedanta Resources, Vodafone, Walt Disney, Zillow. These may change without notice and should not be taken as recommendations.

1.1 Privacy

Fat Prophets respects your privacy. We will not sell or share any of your personal information, unless you have consented that we do so.

Entries within the Fat Prophets data base (“the Data Base”) will be directly marketed to as a means to generate sales, and gather useful market information. This will involve an active marketing campaign with special offers made to the data base.

There are four kinds of entries within the Database (“Entry Status”):

• Prospect

• Registrant

• Subscriber

• Former Subscriber

Recently changes were made to the type of information collected from incoming Prospects to the website, and responders to various online banner advertising initiatives.

We now capture the following detail:

• First name

• Last name

• Email address

• Telephone number

• We previously only gathered an email address.

• The following is how we intend to market to the data base.

• Periodic Investor Updates via email

• Periodic emails updating prospects on new products and services offered by Fat Prophets Australasia, Mining & Futures; managed funds; education; seminars etc.

• We will send a survey to the data base trying to find out what the Prospects are looking for as it pertains to financial products, lifestyle, and other service.

Our sales/telemarketing team will make direct sales telephone calls with the objective of achieving sales. The different objectives are:

• Calling existing Fat Prophets Members to secure re-subscriptions

• Calling leads generated from the website (Free Services) and banner advertising to sell Fat Prophets products

• Calling past subscribers with the objective of re selling Memberships.

By submitting your name and contact details to this site you agree to aforementioned marketing and sales initiatives.

1.2 Security and Quality of Personal Financial Information

At Fat Prophets we consider the security of your information to be of paramount importance. We have implemented security measures designed to provide the peace of mind you should expect when purchasing goods over the internet.

In order to properly process subscriptions, Fat Prophets collect email address, full name, billing address and credit card information. We have taken security measures, consistent with international information practices, to protect your personal information. These measures include technical and procedural steps to protect your data from misuse, unauthorised access or disclosure, loss, alteration, or destruction.

Credit card information is transmitted using secure socket layer (SSL) encryption. Fat Prophets does not store credit card information collected during the subscription process. We automatically delete credit card details upon the completion of an order, and therefore retain credit card details for the shortest possible time. If you’re uncomfortable using your credit card online, we also accept payment by money order, cheque, and direct deposit.

Please note that while Fat Prophets uses its best endeavours to protect all such information at all times, we cannot be responsible for unauthorised access to the information.

1.3 Cookies

Fat Prophets may use cookies from time to time. A cookie is a unique text file that a Web site can send to your browser software. Cookies enable a Web site to tailor information presented to you based on your browsing preferences. Fat Prophets may use cookies to personalise Web pages during your visit to our Web site, and/or to remember you for easy navigation and access during your return visits after registering for our products, services and other offers.

Fat Prophets may also use cookies to track your visit to our Web site. We may collect information, including your IP address, in a form that may be personally identifiable. However, this information will only be used for analytical purposes and will be limited to the minimum necessary to perform the analysis

If you do not want Fat Prophets to deploy cookies in your browser, you can set your browser to reject cookies or to notify you when a Web site tries to put a cookie in your browser software. Rejecting cookies may affect your ability to use of some of the products and/or services at our Web site.